Disaster Recovery and Planning: Business Documents and Records

Disaster wears many faces. People know themethods of keeping and storing information.
importance of insuring their homes, vehicles,Electronic Format: Files stored and retrieved by
businesses, and lives from both natural andcomputers. Some common formats for vital
man-made disaster. When tragedy strikes, therecords include TIFF images, PDF/searchable PDF,
most important concern is obviously humandatabases, video files, and audio files. Electronic
welfare – surviving the event with minimal orfiles can be stored on hard drives, CD’s or
no permanent damage. The next concern,DVDs, flash drives, floppy discs, and tapes. This
however, is the kind of permanent damage thatwould include paper documents that are scanned
can feel like a life has ended: losing imperativeand indexed for fast retrieval.
data. While facilities and equipment can beMicrofiche: A flat film that contains a matrix of
replaced, nothing can replace damaged ormicro images that can be stored in boxes, file
destroyed documents. Every company keepscabinets, drawers and envelopes.
data that is so important; losing it would beMicrofilm: A reel or roll of film that can be
catastrophic to the business. However, manyperforated in 35mm or 16 mm format and
businesses have unreliable disaster plans, or nonecontains micro images. Microfilm is typically stored
at all. These companies are facing very large andin open-reel type systems or in cassettes.
unnecessary risks.Aperture Cards: A punched or non-punched card
There are hundreds of news articles featuringwith a microfilm image mounted. They can be
businesses that have lost invaluable information tostored in boxes, file cabinets, drawers and
natural disaster. Consider the possible flukes thatenvelopes.
can set a building ablaze: gas leak, poor wiring,Putting it all together Knowing what could happen,
equipment failure, and negligence. Weatherwhat would be destroyed, and what is most
concerns are relevant across the world. Theimportant to recover, you want to decide on the
source of destruction depends on geographicdisaster-recovery plan that is best for you. Here
location, but severe weather happensare a few key elements to consider when
everywhere. The point is that every business ischoosing a method of document safekeeping:
vulnerable to disaster, and no business can affordPrioritize: Not every record or document is critical,
to lose their most valued data and documents.and the likelihood of a hurricane hitting South
This article will discuss the aspect of documentDakota is zero. It is ridiculous to address every
recovery in disaster planning. To efficiently andpossible situation, so address the most
successfully prepare for the worst, several pointscatastrophic situation that is most likely to occur.
must be considered:Storage: Very few storage systems are 100%
- Nature of disaster capable of occurringdisaster proof. Humidity, extreme temperatures,
- Type of information that would need to befire, water, and chemicals will destroy or degrade
recoveredpaper, microfilm, microfiche, and aperture cards.
- Format of documentation or informationEven electronic formats are susceptible to the
- How these factors affect the decision-makingelements. Duplicates of your vital records should
processbe stored in an off-site location. To minimize
What could happen? As stated earlier, the twodamage at the off-site storage, consider the type
kinds of disaster that can ruin a business areof destruction possible. For instance, if hurricanes
natural and man-made. Each is a separate and realoccur in your area, it may be wise to choose a
risks.site that would likely be out of harms way should
Natural disasters: The most common naturala hurricane destroy your site.
disasters, depending on geographic location, comeDocument Integrity: Time alone can compromise
by way of hurricanes, tornadoes, lightning, earthpaper, microfilm, microfiche and aperture cards.
quakes, floods, volcanic eruptions, extreme coldBe prepared to replace that which degrades over
or heat, landslides, snow or ice storms, hail, andtime.
fire.Access: Documents that are difficult or impossible
Man-made disasters: This category may includeto retrieve are no more useful than destroyed
explosions, arson, hazardous materials, terrorism,documents. Your retrieval system must ensure
sabotage, theft, structural collapse, nuclearthat any given document or record can be found
catastrophe, computer viruses, power disruption,quickly. In the case of electronic storage, images
and power spikes.need a logical indexing format for easy search and
Either form of destruction can have an enormousretrieval.
impact on records and files. Without backupConversion: Microfilm, microfiche, paper, and
copies or alternate forms of recordkeeping, thisaperture cards can all be converted to electronic
data may be gone forever. No matter howformat with digital conversiontechnology. The
unlikely it is for such an event to take place, it ismost common electronic formats are TIFF
always a possibility.(image) and PDF (including searchable PDF). While
What information needs to be saved? There arescanning, a document can be indexed for efficient
numerous categories of information that mayretrieval. Indexing allows the documents to be
need to be recovered in the event of a disaster.searched or cross-referenced by a number of
Some include:fields, such as: name, SSN, model or serial
- Drawingsnumber, date, etc.
- SpecsElectronically-formatted documents are easiest to
- Vital HR recordsstore and retrieve. One can rent electronic
- Video or audio recordsstorage in a dozen locations around the world at a
- Proceduresminimum cost. Retrieval is instantaneous. Electronic
- Financial records and informationdata can be automatically backed up to off-site
- Customer informationlocations daily or even hourly if needed. Cost is
- Quality and product tracking recordstypically based on the amount of memory
- Inventoryneeded, but is relatively inexpensive compared to
- Certificatesphysical storage facilities
- LicensesDocuments may also be converted from
- Security informationelectronic format to eye-readable formats (such
Assess which records and data would be mostas microfilm or microfiche.) From a security
vital to recover if all was lost forever. How wouldstandpoint, retrieving electronic information may
the organization function without them? What isbe impossible if power or internet access is
the safest way to ensure a copy is available ifinterrupted. For some, computer/network hacking
the building and equipment are destroyed? Howis a greater threat to security than a physical
do you go about recovering this document in thebreak-in at a secured storage area.
event of a disaster?Above all, be realistic and take disaster
How the information is kept Businesses that mostrecovery-planning seriously. Choose only what is
urgently need disaster planning are obviouslymost likely to happen and thoroughly prepare for
those whose records are only kept on paper.it. Devise a plan that will work, not just a checklist
Drawings, manuals, and books are often kept inthat no one can put into action. Hopefully your
filing cabinets, drawers, shelves, and boxes on-site.company will never suffer the kind of disaster
Even paper files that are kept in an off-sitethat can destroy a business. If the worst were to
storage facility are susceptible to destruction. It ishappen, though, there’s no turning back.
wisest to keep records in more than one format.Preparing for disaster today may save your
Following is a brief description of non-paperbusiness tomorrow.