| It was a beautiful day in North San Diego County | | | | employees had lost their homes and five had |
| where Softec has their headquarters. Nancy | | | | suffered damage, but fortunately no one was |
| Mandell, the IT and Operations Manager was | | | | hurt. |
| reviewing the firm's strategic plan and making | | | | While this is an example of a fictional company, it |
| edits to her section in preparation for the | | | | could happen to any of us. What did this company |
| Executive Team's retreat next week. Feeling the | | | | do that made the difference? Is your company |
| sun streaming in through her office window, she | | | | equally prepared? Here's a simple plan you can |
| gazed out and saw something a little concerning. | | | | follow to ensure your organization weathers a |
| In the distance was a plume of smoke. She | | | | disaster as well as Softec did. |
| quickly checked the internet for local news and | | | | A Create a Business Disaster/Continuity Plan. |
| learned there was a fire burning out of control | | | | Where do we want to be in an emergency? |
| about 10 miles north. Winds were kicking up and | | | | Put the systems, structures and procedures in |
| blowing in a southwesterly direction, and Softec | | | | place to ensure you can stay open for business |
| was right in the path. | | | | or get back in business within 24 hours. How did |
| Time to put Level I of our disaster plan into | | | | Softec do this? They had a vision for how they |
| action, thought Nancy. She e-mailed Bob, her | | | | would continue to operate in the event of an |
| direct report responsible for company-wide IT | | | | emergency. This included pre-established remote |
| communications. "Put Level I of our disaster plan | | | | locations so they could switch their network to a |
| into action. There's a fire burning north of us and | | | | remote facility and keep the critical computer |
| it may be headed this way. I want all staff on | | | | operations humming. They put communications |
| alert." | | | | plans in place for two-way communications |
| Steve Wilder, the Marketing Director, was having | | | | between the company and staff and clients so |
| a staff meeting in his office when the alarm rang | | | | everyone knew the status of the company and |
| on his computer and his Blackberry simultaneously. | | | | the employees. And they made it possible for key |
| His two managers felt their Blackberries buzz at | | | | employees to work remotely, accessing their files |
| the same time. They checked their Blackberries | | | | and staying in communication with company |
| and each had received a text message: "Possible | | | | personnel and clients. Once you have created |
| fire headed this way. Level 1 of Disaster Plan | | | | your disaster plan, it is important to review it at |
| activated." Steve quickly wrapped up their staff | | | | least annually when you do a review and update |
| meeting and called in the rest of the department. | | | | of your strategic plan. |
| "Level 1 of our disaster plan's been activated. Pull | | | | B Establish key success metrics. How will we |
| out your disaster plans and begin making the | | | | know everything's working successfully? |
| appropriate preparations," he instructed everyone. | | | | If you don't have a strategic plan, create one, and |
| Similar activity was taking place throughout the | | | | be sure that disaster preparedness/business |
| company. Messages went out to all computers | | | | continuity is part of it. When preparing your |
| and blackberries. An announcement was posted | | | | disaster plan it's a good idea to identify metrics |
| on the company intranet. Human Resources | | | | for tracking how well you are implementing the |
| Manager, Carol Standers had her Employee | | | | plan. These might include the different ways to |
| Relations Representative post announcements on | | | | communicate both with employees and clients - |
| all bulletin boards, and the Telecom department | | | | your company intranet, your website, email, text |
| issued a company-wide voice mail announcement. | | | | messages, etc. They should include an update of |
| Additionally, an announcement was made over the | | | | the number of employees that have been trained |
| public address system. An alert went up on the | | | | in what to do, where to go and where and how |
| company website to inform customers and | | | | to call or email in the event of a disaster. A |
| suppliers of the current situation and how to | | | | regular communications plan also should be |
| contact Softec if they necessary. | | | | included that identifies how frequently you will be |
| President Joe Baum called his Executive Team into | | | | training, informing and reviewing the disaster plan |
| his office for a quick meeting. "Ok, what's the | | | | with employees, as well as how frequently and in |
| status?" he asked. "We're monitoring all news | | | | what way you will keep your customers informed |
| channels to track the path of the fire," said Nancy. | | | | in the event of an emergency. |
| It's still 10 miles away, but the wind's kicking up. | | | | C Do a current state assessment. Where are we |
| Security's been in touch with the Fire Department | | | | today? Do we have the right structures/teams in |
| and they will alert us if it looks like we need to | | | | place? |
| evacuate. Level 1 has been activated and we're in | | | | Evaluate your current situation and assess how |
| a watch and wait mode, she added." | | | | prepared (or not) you are in the face of an |
| "Good work," said Joe. "Let's hope it doesn't go | | | | emergency. Use the following Quick Assessment |
| beyond this." | | | | to determine your level of preparedness in these |
| They filed back to their departments and teams | | | | critical areas: |
| to continue with preparations. Within the next two | | | | - Employee contact list |
| hours, things had changed dramatically. The fires | | | | - Key supplier/vendor information |
| had spread and were headed in their | | | | - Key contacts |
| direction....fast. Nancy activated Level 2. Again | | | | - Critical business functions |
| messages went out via intranet, e-mail, and text | | | | - Recovery location |
| messages. Alerts were posted on the company's | | | | - Shelter in place procedures |
| websites and emails went out to customers to | | | | - Vital records |
| alert them to the company's possible evacuation. | | | | - Critical telephone numbers |
| Personnel were instructed to pack up critical | | | | - Supplies |
| documents, laptops, and important personal | | | | - Equipment/machinery/vehicles |
| possessions. Everyone was on high alert. | | | | - Computer equipment and software |
| Employees whose homes were in the path of the | | | | - Voice/data communications |
| fires were told to go home and take care of their | | | | - Identification of the risks: fire, flood, earthquake, |
| families. Once they and their families were safe, | | | | terrorists, power outage, tornados, etc. |
| employees were instructed to call into the out of | | | | D Develop Key initiatives or strategies. What do |
| state 800 number that had been previously set | | | | we need to do to ensure a successful plan? |
| up for just such an event. | | | | Once you've identified your current state of |
| Level 3, emergency evacuation, was activated an | | | | preparedness, list the key initiatives you need to |
| hour later after a call from the Fire Department. | | | | take to bridge the gap of where you want to be |
| All employees were instructed to evacuate to | | | | in terms of preparedness and where you are |
| safe locations except those who were part of | | | | today. This should include departmental action |
| the disaster preparedness team. After checking in | | | | plans in critical areas that need to support the |
| with their own families, the president and his | | | | plan. Create a matrix that identifies each key |
| disaster team headed for their pre-arranged | | | | initiative and the actions supporting those |
| disaster headquarters. Their disaster plan included | | | | initiatives. For each key initiative, identify the |
| three different locations within the county | | | | champion and who else to involve, as well as the |
| depending on the location of the impending | | | | date by when the initiative will be completed. For |
| disaster. Again messages were sent via internet, | | | | each action task, identify the person responsible |
| intranet, text messages and voice mails to all cell | | | | and who else he or she needs to involve to get |
| phones, and e-mails to employees, customers and | | | | the job done, as well as the date by when each |
| suppliers. The company had also made | | | | action will be completed. Establish the appropriate |
| arrangements for backup network operations at | | | | procedures to follow up monthly and ensure that |
| two different remote locations, both outside the | | | | the actions and initiatives are being addressed. |
| County. The first one was activated, and the | | | | E Scan the external environment as frequently as |
| network operations were switched to that | | | | necessary. What could/might happen in our |
| location. This meant no disruption of email, or | | | | internal and external environment that could |
| document file access, enabling employees to | | | | trigger an emergency? |
| connect remotely to the network and continue | | | | Conduct an environmental scan at least annually, |
| working. Within an hour, the building and parking lot | | | | and even more frequently depending on the |
| were empty. | | | | conditions under which you're operating. If you |
| One by one, employees started checking in via | | | | operate in a high risk environment, then a monthly |
| the pre-arranged 800 number or via email to | | | | scan may be necessary to check the external |
| communicate their status and location. Those who | | | | factors that could precipitate a disaster. If you |
| had laptops or other computers connected | | | | operate in an area prevalent with tornadoes |
| remotely to continue working. The disaster team | | | | during certain times of the year, then a frequent |
| re-grouped at the designated location and began | | | | external scan is necessary only during tornado |
| monitoring the fire's progress, coordinating calls | | | | season. Set up the appropriate structures and |
| and information updates both to and from | | | | procedures so these scans are completed and |
| employees, suppliers, customers and government | | | | reported to your disaster planning team as |
| and emergency personnel. 12 hours later, they | | | | frequently as indicated in your plan. |
| were informed that their building complex had | | | | If you follow Phases A through E, you should be |
| been spared and they were cleared to return. | | | | as prepared as our mythical Softec was in the |
| Notices went out to all employees that they could | | | | face of an emergency. At some point in the life |
| return to the office the next day. Customers and | | | | of a business, there will be a critical emergency |
| suppliers were notified via email the next day that | | | | that tests the organization's preparedness and |
| they were back in their offices and open for | | | | ability to continue operating. Don't wait until then |
| business. A similar message was posted on the | | | | to discover your level of preparedness. Take the |
| company website. Thanks to the advance | | | | steps now to ensure your company's and your |
| preparation and quick action of the disaster team, | | | | employees' safety. |
| there was no business interruption. Three | | | | |